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Arizona Securities Law Questions & Answers
1 Answer | Asked in Estate Planning, Tax Law, Business Law and Securities Law for Arizona on
Q: LLC for brokerage trading account and investment account?

I am a day trader with a 475 mark-to-market election, and I have a brokerage account where I am actively trading. I also have an investment account, in which I do not trade and a separate IRA account.

My husband runs a small company as a sole proprietor. Since his business carries a high... View More

James L. Arrasmith
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answered on Mar 14, 2024

Creating an LLC and transferring your brokerage accounts into it can provide an additional layer of asset protection, as it separates your personal assets from your husband's business liabilities. However, there are several factors to consider:

1. Charging order protection: Arizona...
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1 Answer | Asked in Securities Law for Arizona on
Q: Is there a statute of limitations in nev on a proof of financial responsibility
Stephen M Vincent
Stephen M Vincent
answered on Jan 24, 2023

You asked this question to Arizona attorneys. We can't advise you on Nevada law. You may want to reask this question in the Nevada forum.

1 Answer | Asked in Business Law, Contracts, Real Estate Law and Securities Law for Arizona on
Q: I am seeking a R E attorney close to the Mesa area for a long term relationship, who can help me with creative deals.

I also require advise with private loans.

Looking for references. Please!

Tim Akpinar
Tim Akpinar
answered on Sep 14, 2019

This isn't a referral service; it's just a question and answer board. If you want to find an attorney, you could contact those on this site under the Find-a-Lawyer tab above, conduct your independent searches, or try the State Bar of Arizona. Good luck

Tim Akpinar

1 Answer | Asked in Estate Planning, Banking and Securities Law for Arizona on
Q: Can people be removed from a TOD annuity account?

3 children set up with a transfer on death stocks account. Account owner wants to remove 2 of them. Is it possible?

Kenneth V Zichi
Kenneth V Zichi
answered on Jun 22, 2017

Assuming this was done as a way to name beneficiaries, and also assuming the owner is of sufficiently sound mind to make such a decision, of course.

If it is a trust account based on a document, you can't just change the designation at the broker but you have to also change the trust....
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1 Answer | Asked in Personal Injury and Securities Law for Arizona on
Q: I have been under a criminal legal investergation for drugs, during investigation there was injury and intimidation

During this investigation I had stayed at a friends house where when I would go to restroom you could hear people on the roof, the whole house is able to hear someone speeking inside this house, they even know where and what I do in this house with the blinds shut.. The people are constantly... View More

Adam Studnicki
Adam Studnicki
answered on Dec 19, 2015

Check with a local injury lawyer about your options.

Please Take Notice: I am not your lawyer unless we enter into an engagement agreement in writing. This is only general information. It is NOT legal advice, and it may not work for your specific situation. It is impossible to evaluate a...
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1 Answer | Asked in Securities Law for Arizona on
Q: I was given 1099 shares of restricted stock which is now vested. I now have a balance of 701 shares.

The company says the decrease in shares is from statutory deductions and withholding. Is that the reason for losing of 35% of my shares?

Adam Studnicki
Adam Studnicki
answered on Dec 19, 2015

More information is needed to answer.

Please Take Notice: I am not your lawyer unless we enter into an engagement agreement in writing. This is only general information. It is NOT legal advice, and it may not work for your specific situation. It is impossible to evaluate a legal problem...
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