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Florida Securities Law Questions & Answers
1 Answer | Asked in Securities Law for Florida on
Q: I have 5 commopn shares of AdFlex Solutions, Inc stock. It appears it is in Bankruptcy. What, if any thing, can I do?
Robert Jason De Groot
Robert Jason De Groot
answered on Aug 9, 2015

Appears? Did you get a notice from the bankruptcy court? Read it.

1 Answer | Asked in Securities Law for Florida on
Q: If my investment management company is FSA registered in the UK, do I need to register with the SEC?
Robert Jason De Groot
Robert Jason De Groot
answered on Aug 7, 2015

As far as I know, only general practitioners usually answer questions on forums like this. What you need to do, if you have not done so already, is to consult with an attorney, face to face, who handles securities regulations.

1 Answer | Asked in Securities Law for Florida on
Q: What are the rules for marketing an investment service company in the US as per the new JOBS act?
Robert Jason De Groot
Robert Jason De Groot
answered on Aug 7, 2015

Securities regulation law is a highly specialized part of the law. I doubt that you will get a full answer here. The question is way too broad.

1 Answer | Asked in Securities Law for Florida on
Q: I share joint custody, childs lives with me. what can i do to force dad to take physical custody?
Robert Jason De Groot
Robert Jason De Groot
answered on Aug 5, 2015

You might be able to file a motion to enforce, depending upon the actual facts and the order.

1 Answer | Asked in Securities Law for Florida on
Q: CAN i LOCATE THE OWNER OF A BOND USING THE CASE NUMBER
Robert Jason De Groot
Robert Jason De Groot
answered on Aug 4, 2015

Have you tried?

1 Answer | Asked in Securities Law for Florida on
Q: IS IT LEGAL TO SHARE A HOME WHILE ON SSI
Robert Jason De Groot
Robert Jason De Groot
answered on Aug 4, 2015

Yes it is legal to share a home while on ssi

1 Answer | Asked in Securities Law for Florida on
Q: If an individual has reason to believe that a parent placed money in an account or savings bond before the parent died

what information would have to be presented to the bank in order to claim the money?

Robert Jason De Groot
Robert Jason De Groot
answered on Jun 17, 2015

What information do you have? I do not know any facts, all I have is a question. You would have to know which bank and what type of account it was. This can be found out by filing a formal probate.

1 Answer | Asked in Securities Law for Florida on
Q: What can registered agent do when a director is non-US citizen in non operating corporation?

A registered agent, also the incorporator of a new Florida corporation. The agent, also listed as a director and president, filed for the corporation. After filing, the second director, vp, who is a non-US citizen, does not want to cooperate with the agent to complete the filing. The corporation... View More

Robert Jason De Groot
Robert Jason De Groot
answered on Jan 27, 2015

Whenever you have a legal problem like this, it is always best to go have a full discussion with an attorney.

1 Answer | Asked in Securities Law for Florida on
Q: I have a 10 share stock from 1974 is it worth anything it's a Bailey and kimmel inc stock
Robert Jason De Groot
Robert Jason De Groot
answered on Jan 10, 2015

Ask a stockbroker.

1 Answer | Asked in Securities Law for Florida on
Q: I have an executed purchase contract waiting for a closing date.If I move my license to a new brokerCan the former

broker refuse to pay me my commission because my license is no longer with him?

Robert Jason De Groot
Robert Jason De Groot
answered on Dec 27, 2014

That should not happen. You secured the sale, you effectuated it, right? So, you would be entitled to the commission.

1 Answer | Asked in Securities Law for Florida on
Q: My biz is a C-Corp with me and my wife only. I've lost original stock certificates ..what do I do?
Robert Jason De Groot
Robert Jason De Groot
answered on Jul 26, 2012

Make a corporate resolution to issue replacement stock certificates is about all I can come up with. You could hold a meeting of shareholders to do this. It depends upon what your bylaws say. See if there is a provision in there about this problem. Follow corporate formalities.

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