Q: I believe my mother lost a lot of money due to her broker's failure to diversify her portfolio.
Do we have a claim against the broker?
A: Yes, undue concentration or lack of diversification can prove an unsuitability of investment claim against a brokerage. I would need to learn a lot more about the facts of your particular case however. Please feel free to privately email me so that we can discuss the merits of your claim in greater detail.
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