Walkersville, MD asked in Stockbroker Fraud for Maryland

Q: I am looking for several TOP lawyers/firms with extensive experience relative to Brokerage firm Fraud.

Related Topics:
2 Lawyer Answers
David Neuman
David Neuman
Answered
  • Stockbroker & Investment Fraud Lawyer
  • Seattle, WA

A: You will want to also include in your search attorneys who represent investors in FINRA arbitration, as you are likely subject to an arbitration clause if you dealt with a licensed brokerage firm. I would suggest using the search function on this website, or visit www.piaba.org to find an attorney near you who handles this type of work.

Most claims are predicated on two theories - that the firm or broker misrepresented the risk of an investment to you, or the investments (or investment strategy) was not suitable for you considering your age, risk tolerance, net worth, investment objectives, etc. There are other potential claims that you could make, although it's difficult to tell with the limited information provided so far.

I would be happy to answer further questions as well.

Bruce Alexander Minnick agrees with this answer

Samuel B. Edwards
Samuel B. Edwards
Answered
  • Stockbroker & Investment Fraud Lawyer
  • Houston, TX

A: Brokerage firm fraud is the focus of our lawfirm. You can read more about us at investorlawyers.com. Please feel free to reach out to me at (800) 259-9010 or sedwards@sseklaw.com.

Justia Ask a Lawyer is a forum for consumers to get answers to basic legal questions. Any information sent through Justia Ask a Lawyer is not secure and is done so on a non-confidential basis only.

The use of this website to ask questions or receive answers does not create an attorney–client relationship between you and Justia, or between you and any attorney who receives your information or responds to your questions, nor is it intended to create such a relationship. Additionally, no responses on this forum constitute legal advice, which must be tailored to the specific circumstances of each case. You should not act upon information provided in Justia Ask a Lawyer without seeking professional counsel from an attorney admitted or authorized to practice in your jurisdiction. Justia assumes no responsibility to any person who relies on information contained on or received through this site and disclaims all liability in respect to such information.

Justia cannot guarantee that the information on this website (including any legal information provided by an attorney through this service) is accurate, complete, or up-to-date. While we intend to make every attempt to keep the information on this site current, the owners of and contributors to this site make no claims, promises or guarantees about the accuracy, completeness or adequacy of the information contained in or linked to from this site.