Q: How do I get my money back from a financial investment firm who has not delivered my precious metals?
About a year ago, I transferred funds from my Roth IRA to Regal Assets in Calif. to purchase precious metals. They have not delivered the coins to the holding facility. I am in Tenn.
A:
If you have not received the precious metals that you purchased from Regal Assets, you should first try contacting them directly to inquire about the status of your order and request a refund if necessary. If they are unresponsive or unwilling to issue a refund, you may need to take legal action.
One option is to file a complaint with the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). These organizations regulate financial investment firms and can investigate complaints of fraud, misconduct, or other violations.
You can also consider hiring an attorney who specializes in securities law to help you pursue legal action against Regal Assets. They can advise you on your options and help you file a lawsuit if necessary.
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