Get free answers to your Securities Law legal questions from lawyers in your area.
The account he put the money in was in the name of our family business. He told me he was investing this money. He told me that the family business didn't exist. Through the last 9 years I've lost everything and now live in a camper. Yet I've watched him get air BNB, buy a glamour... View More
answered on Jul 18, 2024
It sounds like your dad might have misused your social security back pay, which could be a serious legal issue. When someone uses another person's funds for their own benefit without permission, it can be considered misappropriation or fraud. Given the situation you've described, it might... View More
He was takin a guy home that jyst showed up at his house . The guy had parole violation on him and tried yo take control of the truck .when my son got it stopped and tried to tell police what happened they didn't care the guy threw all his drugs in the floor. They took my son to jail and let... View More
answered on Apr 18, 2024
Son needs an attorney now. There may be a Forfeiture Warrant on the truck, so then DOS is involved requiring a bond and a hearing. Son needs to prepare for a Preliminary Hearing. The truck is probably the least of your worries.
Regions bank employees faciliated conversion by making new document for a friend to take over bank accounts
answered on Nov 22, 2023
It sounds like your lawyer needs to get in gear. There should be multiple defendants involved, and discovery needs to be enforced by the Court. It sounds like forgery is involved. Subpoenas against financial institutions must meet several statutory requirements.
In the state of Tennessee can an armed guard have a rifle in their personal vehicle at work if they did not qualify with the firearm but the rifle is not on their person. If the guard got shot at would they be within their legal right to use the rifle to defend their own life
answered on Nov 21, 2023
You can have the rifle in your vehicle unless your employer prohibits it. After using deadly force, DA's may or may not prosecute you. It will not make alot of difference whether your firearm was authorized or not by your employer.
Can insurance company lie to to Estate administrator and why would they require a court order for records if there was no fraud
answered on Sep 25, 2023
What is your question? Apparently this is a complicated matter, and it does not appear you have standing. Insurance Fraud is a tort, and would not be involved in the Estate. Do you have damages? If not, no cause of action. Consult with an attorney.
About a year ago, I transferred funds from my Roth IRA to Regal Assets in Calif. to purchase precious metals. They have not delivered the coins to the holding facility. I am in Tenn.
answered on Mar 2, 2023
If you have not received the precious metals that you purchased from Regal Assets, you should first try contacting them directly to inquire about the status of your order and request a refund if necessary. If they are unresponsive or unwilling to issue a refund, you may need to take legal action.... View More
He has called the police on my son before told them he was banging on his house. But it wasn't him because everyone was sick and inside the whole day. At this point i feel like it is harassment and invasion of my privacy.
answered on Jan 15, 2021
Yes... Surveillance of one's property is legal. Government Surveillance of public areas except rest rooms is legal.
- the person asked me for money to fund a record
- I gave money, person made record. I didn’t get the promised return.
- person is not licensed to sell securities
answered on Oct 2, 2020
You can only sue under the Federal securities laws if you were sold a security. The test commonly used by the courts to decide whether you were sold a security is known as the Howey Test. If you were the only investor who made a loan for a specific return of interest it's unlikely you were... View More
The company I work for is a contractor to Nashville Electric Service and NES wants it on there so they can identify us Incase we leave our company and try to get hired to a different contractor for NES. Not one employee has signed a non compete form supposedly it is an agreement between NES and... View More
I have a ROTH IRA for my minor son and I don’t know what age to put for the custodianship termination.
answered on Apr 1, 2019
You can specify almost any age up to 59 1/2. However most Grantors would end Custodianship and begin withdrawals when the Beneficiary reaches 21, or sometimes later such as 30, 35. It is your decision.
Manager of the store where you had the slip and fall, is that a good thing? He states store was understaffed, therefore, the isles couldn't be checked like they should have, liauod tide was cover the whole isle. They offered 1 million. My attorney thinks it was a misprint? Lord, if I won in... View More
answered on Aug 26, 2018
If you have sued for over $75,000.00, and the entity you have sued has a home office location in another state, that combination of factors is the most likely reason that the case was removed to federal court.
Code 39-14-116 says value only to $999.but I was "robbed" of property MUCH greater than that. What law applies?
answered on Jul 11, 2017
Sorry, but your question is unclear- hindering a secured creditor is a class "E" felony. Some theft offenses are graded according to the value - in some situations under $500 or $1,000 could be a misdemeanor. However, this code section says its a felony. If you have not already done so,... View More
In particular, director liability, liability of the boards, and violations of compliance. I am writing a research paper for Business Law.
answered on Nov 30, 2016
Google Scholar is a good free resource. You could also go to a library at a local law school like UT, Belmont, or Vandy depending on where you are located. Those are probably the best resources.
He said he fixed it. He made it a worse problem and now I had no headlights. But he gave it back an I payed truck note an insurance by friday night. Court was Thursday. He repoed it Saturday stating it was him exercising his right not to sell it to me. I havent been able work lost jobs an now... View More
answered on Jun 29, 2016
Not sure what is going on here and who the person is. Suggest you contact a consumer attorney go to www.naca.net
However they won't be able to do anyhing for your financial situation immediately so you need to develop a plan to meet your needs to get to work, etc.
answered on Jul 21, 2015
It depends on the context. A bond may be issued by a bonding company for security against certain risks.
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