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answered on Aug 10, 2015
Not sure what you mean. Check with a local securities lawyer.
Please Take Notice: I am not your lawyer unless we enter into an engagement agreement in writing. This is general information that is given for legal education only. It is not legal advice, and it may not work for your specific... View More
I and three of my partners are registering as Investment Advisors, exam scheduled soon and want to know - can we register "lots' of hedge funds to get around the max 35 non-accredited investors rule? Are we allowed to advertise the hedge fund via email, online etc..? Do we have to... View More
answered on Aug 11, 2015
If you're going to be running a hedge fund, you should be consulting with a qualified securities lawyer about not just this question but in general making sure you are in compliance with applicable laws.
Please Take Notice: I am not your lawyer unless we enter into an engagement... View More
answered on Dec 18, 2013
To the extent that the lawsuit is underway (in this shareholder derivative suit), you would need to look to the rules of civil procedure that your specific court follows. Although procedural rules can vary depending on what court you're in, they generally have similar provisions. Most, if... View More
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