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Minnesota Securities Law Questions & Answers
1 Answer | Asked in Securities Law for Minnesota on
Q: If insider trading information was actually reflected in public information, is it still legal to trade off of it?
Robert W. Pearce
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Robert W. Pearce
answered on Feb 7, 2021

The insider trading violation is based upon trading with non-public information. However, if you are an officer, director, or in a fiduciary relationship or tipped by someone in that capacity, you my be accused of having other non-public information upon which you traded and still have a problem... View More

1 Answer | Asked in Securities Law for Minnesota on
Q: what can be done when stock is purchased in a IPO but company never delivers the stock
Adam Studnicki
Adam Studnicki
answered on Jul 21, 2015

More information is needed to answer, but this might help: http://www.sec.gov/investor/pubs/holdsec.htm

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