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Securities Law Questions & Answers
1 Answer | Asked in Legal Malpractice, Probate, Securities Law and Stockbroker Fraud for Florida on
Q: Can a Florida spouse/POA/ PR be sued to recover inheritances after estate admin closed?

If illegal/egregious actions by stepmother/POA/PR were recently learned of by daughter beneficiaries, and estate admin was closed August, 2018, do we have options to sue or recover estate assets (money)? (Date of death 5/2017) One of several issues involves fathers long-time advisor. Investment... Read more »

Seril L Grossfeld
Seril L Grossfeld answered on Oct 10, 2019

At this point you should probably see an attorney who specializes in securities fraud to ascertain whether you have an action against the investment firm for changing type of account without proper authority.

Other issue is whether there was fraud on the court as far as the probate...
Read more »

Q: Social Security Administration 6401 Security Blvd. Baltimore, MD 21235-0001

The OMB control number for collection of this information is 0960-0789.

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Oct 8, 2019

What are we supposed to do with this?

1 Answer | Asked in Consumer Law, Collections and Securities Law for Missouri on
Q: how long do I have in jefferson county Mo. to file a dispute to a default judgement.

The reason for my absence from court was that I care for my mom that has alzheimers and dementia, and the morning of court my mom was in a bad way and i called the court clerk to ask for a continuance. I was told that I should have called a day earlier but I didn't know that my mom was gonna be in... Read more »

Ronald J. Eisenberg
Ronald J. Eisenberg answered on Oct 1, 2019

Read the guide I wrote on how to set aside a default judgment.

https://www.avvo.com/attorney-guides/63005-mo-ronald-eisenberg-1859143/guides.html

Also, I suspect you meant to refer to the (Fair Debt Collection Practices Act (FDCPA) rather than the Fair Credit Reporting Act (FCRA)....
Read more »

1 Answer | Asked in Securities Law for California on
Q: I am an interested party: 19CV1628 H Securities and Exchange Commission v. Champion-Cain et al How do I pursue recovery?

I became aware of the lawsuit just today when calling to office to check on my $250,000 investment. I was never informed of this proceeding, and not listed as an interested party on documentation. It is in receivership. What do you suggest I do as next steps? Please advise, thank you.

Steve A. Buchwalter
Steve A. Buchwalter answered on Sep 30, 2019

Contact a lawyer. You may want to notify the receiver. You may have claims against the managers and those who sold it to you. You should act sooner rather than later.

1 Answer | Asked in Contracts, Appeals / Appellate Law, Civil Rights and Securities Law for Texas on
Q: I own and paid for property that was sold under the previous owners name. Buyer wants to evict.What Proof is needed byme
Tim Akpinar
Tim Akpinar answered on Sep 27, 2019

Your question remains open for three weeks, and at this point, if you haven't already, consult with a Texas attorney. This sounds more like a real property matter than one about securities or civil rights. At any rate, the category is not really important at this point. It appears to be something... Read more »

2 Answers | Asked in Securities Law for Ohio on
Q: Can I ask for a background check on a daycare workers who watches my son (statepay)?

My son has been reluctant I'm going to daycare the same day care that he's been going to since he's been about 3 months old now is about 22 months old and can't tell me what's wrong but doesn't want to go he fights me. The daycare is been going through multiple workers and I want to know why he's... Read more »

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Sep 24, 2019

This is not a Securities Law question. I suggest you re-ask it under the heading of Juvenile Law.

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1 Answer | Asked in Criminal Law, Federal Crimes, Identity Theft and Securities Law on
Q: Is it debit fraud if someone gives you their debit card and pin to spend on one thing and you spend it all on yourself?

.

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Sep 18, 2019

Congratulations! You win today's Grand Prize here on Justia for posting the most creative excuse for violating several laws I have ever seen--or even imagined.

Answer to your question: No, what you did is not called "debit fraud." It is called "stealing"--which the last time I looked is...
Read more »

1 Answer | Asked in Business Law, Contracts, Real Estate Law and Securities Law for Arizona on
Q: I am seeking a R E attorney close to the Mesa area for a long term relationship, who can help me with creative deals.

I also require advise with private loans.

Looking for references. Please!

Tim Akpinar
Tim Akpinar answered on Sep 14, 2019

This isn't a referral service; it's just a question and answer board. If you want to find an attorney, you could contact those on this site under the Find-a-Lawyer tab above, conduct your independent searches, or try the State Bar of Arizona. Good luck

Tim Akpinar

1 Answer | Asked in Securities Law, Stockbroker Fraud and White Collar Crime for Florida on
Q: I am stuck in a shorting position of 4000 shares of $CETC (Hongli Clean Energy Technologie) that I am unable to cover

since the stock was halted on April 2017 and delisted from Nasdaq and never relisted on OTC. My broker at first said they wouldn’t charge short interest fees since the stock is halted.

But then they suddenly start charging  “Stock Borrow Fee” ranging from $500-$700 every month since... Read more »

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Sep 13, 2019

There are some critical facts missing from your facts: (1) Why are you asking for advice in mid-September 2019 about events that you say occurred in May 2017? There must be more than you are telling us.

(2) EXACTLY when did you short the security?

(3) EXACTLY when was the end date...
Read more »

1 Answer | Asked in Securities Law for Virginia on
Q: If an advisor gets suspended from FINRA for 60 days and another advisor will be taking their place, can they receive

the advisors trails to operate the business?

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 28, 2019

What are "advisor trails"?

1 Answer | Asked in Criminal Law and Securities Law for New Jersey on
Q: Neighbor has camera facing my backyard and bedroom window. And two lights that shine through my bedroom windows
Gary Kollin
Gary Kollin answered on Aug 26, 2019

Thank you gor sharing. No question asked

1 Answer | Asked in Securities Law for Georgia on
Q: I am a widow i am asking why can't I draw 1/2 of my husband's social security I am on disability
Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 18, 2019

When two married people are both old enough to receive SS benefits, assuming both worked the required amount of time to be eligible, each spouse gets to chose whether they want to claim their own SS benefits or claim spousal SS benefits--usually 50% of whatever the other spouse is receiving. For... Read more »

1 Answer | Asked in Securities Law for Louisiana on
Q: How much time could you face in Louisiana for False Imprisonment?
Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question. This is a Criminal Law question. Try again.

1 Answer | Asked in Employment Law and Securities Law for Pennsylvania on
Q: CPR certification.

As a childcare center worker in Pennsylvania, from the start date of one's job how long is an employee allowed to go without being CPR certified.

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question.

1 Answer | Asked in Consumer Law, Personal Injury, Antitrust and Securities Law for Wisconsin on
Q: I was never served the summons and I missed the first court appearance. Can I counter for abuse of process?

I suspected they would file because their attorney's sent me bills to collect, but a summons nor complaint never came. I looked it up on WCCA and saw it today. Summons was filed on 6-17-19. I still haven't received it, but the commissioner adjourned for publication on 7-11-19. Attempted service... Read more »

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question.

1 Answer | Asked in Securities Law and Social Security for Tennessee on
Q: Is it legal for my company to put the last 4 of my social security number on a paper timesheet?

The company I work for is a contractor to Nashville Electric Service and NES wants it on there so they can identify us Incase we leave our company and try to get hired to a different contractor for NES. Not one employee has signed a non compete form supposedly it is an agreement between NES and... Read more »

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question.

1 Answer | Asked in Criminal Law, Internet Law and Securities Law for Washington on
Q: Someone keeps creating online accounts to send me foul messages and harass me, can I do anything about it legally?

My boyfriend’s ex girlfriend keeps creating social media profiles to get in touch with me, and recently the messages have turned threatening and has gotten my family involved. She even hacked into my boyfriend’s Facebook account, and messaged me pretending to be my boyfriend to get a nude photo... Read more »

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question.

1 Answer | Asked in Securities Law for Nevada on
Q: I applied and got a provision to do security passes everything paid my money and they wouldn't let me why

I got the EUi number to work also is there something I can do

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question.

1 Answer | Asked in Civil Rights, Small Claims, Criminal Law and Securities Law for Georgia on
Q: My girlfriend is 15 and I’m 16 we both want her to come to my house out of her county

Her parents don’t know am I breaking any laws, she’ll only be there for 1 day

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 15, 2019

This is not a securities law question; nor is it a small claims question; nor is it a civil rights question; so that only leaves criminal law--which is what you both may learn about very soon if you continue of the path you are taking.

1 Answer | Asked in Tax Law, Internet Law and Securities Law on
Q: I need help

good evening i am from Serbia

I'm talking to a red cross doctor, he told me he would send me a value package.

I paid 1,500 euros for the trip. now they asking 9,000 euros for exchange of ownership certificate. the package is from syria i have no one to contact i dont know if this is... Read more »

Bruce Alexander Minnick
Bruce Alexander Minnick answered on Aug 5, 2019

This sounds suspiciously like some sort of a scam.

Regular advice to all askers: Never send any money to anyone unless you actually know who you are dealing with.

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