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2 Answers | Asked in Family Law and Stockbroker Fraud for Florida on
Q: How serious is it if somebody who has a series 7 license opens an account in my mine and then cashes out the profits?

I'm in the process of a divorce, and I disagree with spouses financial affidavit. Here are a few reasons why:

I have discovered that my spouse forged my signature to open an investment account in my name and then cashed out and I don't know where the money went. Is this something... View More

Bryan T. Forman
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Bryan T. Forman
answered on Mar 16, 2020

Your situation involves a number of things which could result in the bank and/or broker dealer being held responsible, including identity theft, borrowing/lending to customers, theft and conversion, forgery, unauthorized trading, failure to supervise, and perhaps other claims depending on a more... View More

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