Get free answers to your Securities Law legal questions from lawyers in your area.
My paychecks are short , missing or different pay rate. Also i was promise a bouns ... i now have no work beside i believe i asked about my bouns. Hr and their scheduling are no help, they just sent me in circles.
answered on Jan 21, 2019
Unfortunately this is not a workers comp question. I tried to find a way to flag the questions, but there were no options. You need to post in employment law. There is no remedy in workers comp. for what you have described.
Based on FinCen determinations in FIN-2014-R004, R005 and R006, would this business process be considered an exemption from being a money transmitter?
Consumers that want to purchase products/services using cryptocurrency can pay us to make the purchase for them. They identify what they... View More 
answered on Jan 11, 2019
You will need to retain an attorney to review your business model to determine if it is subject to FINCEN registration and regulation and/or other financial regulation. You may also be required to obtain a money transmission license from each state or country in which you conduct business and/or... View More
the federal ones?
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answered on Dec 11, 2018
Yes they do and they are stronger than the federal laws. They start at Corporations Code 25000
don't know his current whereabouts?
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answered on Nov 20, 2018
If there is wrongdoing, the brokerage firm he was associated with would be responsible.
answered on Nov 10, 2018
They work with matters involving stocks, bonds, and other financial instruments.
Tim Akpinar
answered on Oct 20, 2018
A triggering event refers to an occurrence that, once breached or met, it causes another event to take place. Triggering events are written into contracts to prevent or ensure that if something happens the next event will happen.
For example, you want to buy a newspaper at a news stand.... View More
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answered on Sep 14, 2018
If your options are in the money, you may want to exercise them. If a stockbroker recommended the options without warning you about the companies financial condition, you may be able to sue. You'll need to talk to an attorney.
www.securitieslaw-attorney.com
answered on Sep 12, 2018
When a Company issues shares, the "corporate formally" to do so, is a Board Resolution. In other words, it is the Board of Directors through a Board Resolution that authorizes the issuance of shares from the Corporate Treasury. It is not the officers but the Board of Directors who have... View More
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answered on Jul 17, 2018
Gather all your documents and put them is a safe place. Call an attorney to go over your case. Any attorney you talk to may ask you to write up a narrative (your story) as to what happened. It may be a good idea to start on that.
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answered on Apr 25, 2018
You can go after his firm. If there is a fraud, the broker's firm would be responsible.
She took out and defaulted on 4 loans using the account as collateral so the bank is wanting to pay off the loans and then split the remainder.
answered on Apr 2, 2018
need more facts
the first thing i would do is to contact the lawyer who worked on the divorce.
she appears to be in default of a court order.
you may have to go back to court to ask court to find her in contempt
if you did not retain a family law atty do so as that is not my area of law.
specifically in terms of what they can or cannot do with startup capital.
answered on Mar 22, 2018
More information is needed to answer your question. Most VC firms manage funds they create using investors money. In creating those funds they have to comply with SEC rules as well as state rules to the extent they apply. As to the use of the funds that is dictated by the terms of the fund and the... View More
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answered on Apr 25, 2018
Yes. They are required to disclose such things. You can check for yourself if you go to www.finra.org and type your broker's name in the "Brokercheck" box.
I have a brother in prison who is trying to manipulate father. By drawing up his own version of will and presenting it to him
answered on Feb 2, 2018
When a beneficiary is named on a financial account, those assets are transferred to the beneficiary when the beneficiary presents a death certificate. A will cannot change a beneficiary designation.
My ex wife is claiming that while she said in an email that she would return my computer after she backed up her files, I had previously told her via text that she should keep the hard drives. Her intent is to access the hard drives' data, including ten years worth of my data, and copy... View More
answered on Jan 31, 2018
if you gave it to her you probably should have thought of that then.
you can contact a lawyer to send a demand letter for the return of the drive.
answered on Jan 18, 2018
the issue kicks in when they are having sex? if so then it is stat rape
Do securities laws apply to the sale of stock to friends/family?
answered on Dec 20, 2017
Good question. The short answer is "yes." Some of the federal and state securities laws apply to all equity investments regardless of the status of the investor.
However, some investments are exempt from registration, which simplifies things and saves costs. For example,... View More
all?
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answered on Apr 25, 2018
The SEC does not regulate bitcoin. As far as I know, nobody does.
other stockholders for the purposes of a class action suit?
answered on Nov 11, 2017
You need to consult with a law firm which handles class actions.
California S Corp. I'm a co founder looking for a simple draft that give someone equity in return for performance based on milestones set forth by my terms of the deal. Total allowable equity would be 5% in the form of Preferred Stock. (non voting)
answered on Oct 21, 2017
You can do an employment agreement or consulting agreement with this person, assuming that you've already issued shares.
A full consultation would be necessary to properly advise you.
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