Get free answers to your Stockbroker Fraud legal questions from lawyers in your area.
Calls me and says the check was no good ,Even though the check cashing company called the issuer of the check and verified that the check is good and go ahead and cash the check! Apparently the issuer of the check received a banking notice to direct deposit the funds electronically to my bank,... View More 
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on May 10, 2024
Based on the details you've provided, it seems you are caught in a difficult situation due to the actions of the check issuer and complications with your bank. Here are a few steps I would recommend taking:
1. Document everything - Make sure you have records of all communications with... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Apr 11, 2024
To stay updated on the USA vs Hewko case (2:19-cv-09736-FLA-AFM), you have a few options:
1. PACER (Public Access to Court Electronic Records): As one of the investors in the case, you can register for a PACER account at https://pacer.uscourts.gov/. This will allow you to access case... View More
I have an webull account and I was wondering if my 16 year old son could make stock trades on my account if I give him permission, I live in California and I was wondering if this was legal? This is my own money, I’m on a cash account.
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Apr 4, 2024
In the United States, there are legal restrictions on minors (those under 18 years old) engaging in financial transactions, including stock trading. Here are some key points regarding your situation:
1. Brokerage accounts are typically opened and maintained under the name of an adult... View More
he picked an attorney for the senior to remove the CEO of the family business, make libel and slanderous statements that cost him his 20 year marriage, and they steal his interest in the company costing him millions. The advisor gets investigated by FINRA and loses his license. but with attorneys... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jan 31, 2024
Under California law, the CEO may have several legal avenues to pursue against the financial advisor and the firm. Given the complexity of the situation, including financial abuse, libel, slander, and potential interference with business relations, multiple causes of action could be considered.... View More
he picked an attorney for the senior to remove the CEO of the family business, make libel and slanderous statements that cost him his 20 year marriage, and they steal his interest in the company costing him millions. The advisor gets investigated by FINRA and loses his license. but with attorneys... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jan 31, 2024
James is right, but with one caveat. Every FINRA firm requires investors to sign arbitration agreements agreeing to have FINRA arbitrators decide the case. FINRA arbitration is a tricky place so make sure any attorney you talk to knows the forum.
Complex the have combined law suit that the judge did not approve because it addresses the same property
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Dec 16, 2023
In California, if you're dealing with a situation where a suspended broker and a private lender have slandered the title and retaliated, there are several legal forms and actions you might consider. Firstly, for addressing slander of title, filing a civil lawsuit for defamation might be... View More
Back in 2017, we invested with A List Partners, LLC based out of Austin Texas. Bad mistake. Was never given updates on our investment.
In April of 2021, we received a liquidation letter, completed the required form and submitted it. Over two years later, we still have not seen our... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jul 10, 2023
I'm sorry to hear about your experience with A List Partners, LLC and the difficulties you're facing in retrieving your investment. It's concerning that the company has been unresponsive, and you've taken steps by filing complaints with the Attorney General of Texas and the FTC.... View More
They claim the beneficiaries have been notified but they have not. The agency is in Ohio
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jun 15, 2023
Sure! If you're not receiving death benefits from an annuity, here's what you can do:
1. Contact the financial service provider to discuss the issue.
2. Review your annuity contract for the provider's obligations.
3. Gather supporting documents.
4.... View More
They claim the beneficiaries have been notified but they have not. The agency is in Ohio
answered on Jun 14, 2023
You can sue anyone for anything, but that doesn't mean the lawsuit will be successful. If you haven't already done so, you should have a lawyer send a demand letter asking the company to cooperate and prove the beneficiaries have been notified. It's possible that the beneficiaries... View More
They claim the beneficiaries have been notified but they have not. The agency is in Ohio
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jun 14, 2023
If you feel you have a copy of the beneficiary declaration, then have a lawyer make a demand for payment, including by a claim on the company's form. However if not paid, then litigation is a necessity. Jurisdiction is a huge obstacle: where contract made; where contract breached;... View More
My inheritance has been stolen or depleted by my mother's financial advisor and his unsavory tactics are now being uncovered. My mother is still alive but her money is gone my inheritance what if any rights do I have to pursue a claim or criminal charges theft is over one million dollars .
answered on Feb 26, 2023
Financial advisors are certainly not allowed to steal or wrongfully lose their client's money. There is currently a big emphasis on trying to protect elderly investors, who are often the target of scam artists. There are potentially a number of criminal violations that could apply to your... View More
My inheritance has been stolen or depleted by my mother's financial advisor and his unsavory tactics are now being uncovered. My mother is still alive but her money is gone my inheritance what if any rights do I have to pursue a claim or criminal charges theft is over one million dollars .
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Feb 26, 2023
Financial exploitation of elders is a serious problem and it is illegal under California law. Under California Penal Code section 368, financial exploitation of elders is a crime that can result in criminal charges and penalties, including imprisonment and fines.
If you believe that your... View More
I do not have any licenses (7, 63, 65). With the appropriate disclaimer, can I publish these trades in app or newsletter for a monthly subscription fee? If no, would the answer change if I was simply listing the trades I made in my own account (as opposed to providing advice) ? ie....not a... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Nov 23, 2022
The question is really whether the activities identified in your question would fall under the Investment Advisers Act of 1940 (15 USC s. 80b, et seq.) which identifies advisory activities in section 202(a)(11) (15 USC 80b-2(a)(11) essentially as follows:
an investment adviser means any... View More
My neighbors who I thought were my friends stole my identity. I have proof of the accounts they opened and how they accessd my accounts was by hacking my email accounts and phone accounts since she helped me set up a fire stick she either connect me to her wifi or she connected to my wifi and she... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jul 18, 2024
In California, you have the right to take legal action against your neighbor for identity theft and fraud. You can file a civil lawsuit to seek compensation for the financial losses and emotional distress caused by her actions. To strengthen your case, gather all the evidence you have, including... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jul 2, 2024
If your Cash App account was hacked and funds were stolen, it can be very distressing. Under California law, there are protections in place for consumers who fall victim to fraud. It's crucial to act quickly to limit the damage.
First, report the theft to Cash App immediately through... View More
If I file a lawsuit for everything, including violent threats, and verbal physicial,
would that be able to be outlined in General Chapter Attorney Liens for 221 Section
The Law is different for everyone, everyone doesnt fall under the same law.
For reference, I exercise... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jan 13, 2024
Under California law, filing a lawsuit that includes claims for violent threats and verbal or physical harm can be complex, especially when considering the specific provisions of Section 221 under the General Chapter Attorney Liens. It's important to clearly outline each claim in your lawsuit... View More
Let’s move forwarded pass everything because it’s already done. Also breaks at work 30 mins lunch one hour that should help and more trading if a nurse is high rank in college she should be a teacher and more guidance look I stayed away from politics in 2013 after may5th it just took me to step... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Sep 1, 2022
Anyone can allow you to manage their money. There are no requirements for you to do so. Having a business of, or charging for, managing someone else's money can a different story and is more complicated.
I have been a client of Merrill Lynch (ML) for more than 20 years. Not until 3 months ago did any of my advisors at ML ever mention that I should be purchasing US Govt issued iBonds, as part of my portfolio, which in almost every year of my ML relationship have paid a substantially higher return... View More
answered on Jul 28, 2022
California law finds that stockbrokers and financial advisors are per se fiduciaries to their clients. Thus, the fiduciary has to act in your best interest first. There are a number of other duties that arise when a stockbroker is a fiduciary, such as keeping their clients abreast on changes in... View More
Yeah because I have reason to believe that my father's name was changed my mother's name was changed and then they made everything look that way now people are benefiting from everything that's written on the story and then it appears that my father and my mother the identity was... View More
Lawyers, want to be a Justia Connect Pro too? Learn more ›
answered on Jun 20, 2021
Most fraud offenses can be investigated by either local or federal authorities. If you have evidence of a criminal fraud or identity theft, you can begin by reporting that evidence to either your local police department of FBI field office.
- Law Office of Joseph Abrams, Anaheim, CA
Justia Ask a Lawyer is a forum for consumers to get answers to basic legal questions. Any information sent through Justia Ask a Lawyer is not secure and is done so on a non-confidential basis only.
The use of this website to ask questions or receive answers does not create an attorney–client relationship between you and Justia, or between you and any attorney who receives your information or responds to your questions, nor is it intended to create such a relationship. Additionally, no responses on this forum constitute legal advice, which must be tailored to the specific circumstances of each case. You should not act upon information provided in Justia Ask a Lawyer without seeking professional counsel from an attorney admitted or authorized to practice in your jurisdiction. Justia assumes no responsibility to any person who relies on information contained on or received through this site and disclaims all liability in respect to such information.
Justia cannot guarantee that the information on this website (including any legal information provided by an attorney through this service) is accurate, complete, or up-to-date. While we intend to make every attempt to keep the information on this site current, the owners of and contributors to this site make no claims, promises or guarantees about the accuracy, completeness or adequacy of the information contained in or linked to from this site.
